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PLAN SPONSORS | Investment Due Diligence

Program Overview

Without a sound investment due diligence process, plan fiduciaries may be personally liable for poor employee investment returns. Grinkmeyer and Leonard Wealth Management helps plan sponsors address these issues, from establishing a formal Investment Policy Statement to the ongoing selection, monitoring and recommendations of the plan's investments.

The ScorecardSM System

Our investment review is fueled by the ScorecardSM System, which includes the ranking of a plan's investments in approximately 14 asset classes. The scoring system is built around pass/fail criteria, on a scale of 0 to 10 (with 10 being the best).

What makes our process leading edge is that it employs a complete approach that takes into account risk adjusted return characteristics, style analysis, peer group rankings and various qualitative factors. This is very similar to what the largest and most advanced investment institutions in the world utilize, yet has been simplified so that it may be used for all of our clients, regardless of size or sophistication.

Highlights
  • Investment Policy Statement
  • Investment Analysis and Review
  • Scorecard Fund Ranking
  • Quarterly Market Summary
  • 404(c) / 404(a) Guidance
Request a Complimentary Scorecard Analysis!

We'd like to offer you a customized Investment Due Diligence Analysis of the investments in your plan.  We'll show you how each investment scores according to our Scorecard System and will schedule a time to discuss potential strengths, weaknesses or gaps we see in your investment lineup.  We'll also outline a few fiduciary tips you can use to help protect yourself from poor investment performance liability.
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